Shinyoung Securities Files Supplementary Shelf Registration for 4 Trillion KRW ELS Issuance

Shinyoung Securities filed a supplementary shelf registration with the Financial Services Commission on May 8, 2026, detailing amendments and supplements for the additional issuance of 17 tranches of Equity-Linked Securities (ELS) (Planup Series 12708~12727).
The total planned issuance amount under the shelf registration is 4 trillion KRW (effective period Feb 14–Aug 7, 2026), but actual aggregate offering/sale amount is 1.7638 trillion KRW (actual issuance 13.5 billion KRW), with a remaining balance of 2.23616 trillion KRW.
The issuer Shinyoung Securities maintains a stable credit rating of AA- (Korea Ratings, NICE, dated May 14, 2025).
These securities are principal-non-guaranteed (high risk/very high risk) and not covered by the Depositor Protection Act. Underlying assets include KOSPI200, S&P500, EuroStoxx50, and NIKKEI225 indices.
Early redemption (knock-in) conditions vary by tranche; principal loss occurs if the underlying index falls below the barrier (60% or 55%) at maturity. Maximum loss up to 100% (total principal loss possible).
The proceeds will be used for hedging transactions (futures, options, OTC derivatives on underlyings). In case of issuer insolvency, the securities rank equally with other unsecured and unsubordinated obligations.
Investors may request early redemption; the issuer will repurchase at 95% or more of fair value (90% within 6 months), possibly incurring principal loss. The securities are not listed, limiting liquidity.

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Filing: Additional Documents for Shelf Registration (Derivative-Linked Securities - Equity-Linked Securities)
Company: Shinyoung Securities (001720)
Submission: Shinyoung Securities Co., Ltd.
Receipt: 05-08-2026