Shinyoung Securities Issues 3 ELS Tranches Worth KRW 150 Billion - High-Risk, Non-Principal Protected


  • Shinyoung Securities (AA-) publicly offers three tranches of non-principal-protected ELS totaling KRW 150 billion (KRW 50 billion per tranche).
  • Underlying assets: Tranche 12705 – KOSPI200 Index (high risk), Tranche 12706 – SK Hynix/Samsung Electronics (very high risk), Tranche 12707 – Palantir/Micron (very high risk, foreign stocks).
  • All tranches have 3-year maturity (May 15, 2026 – May 15, 2029), are not listed on any exchange, not covered by depositor protection, and include auto-call early redemption and knock-in (KI) structures.
  • Subscription period: May 11–15, 2026; 100% subscription deposit; minimum subscription of KRW 1 million.
  • Issuer credit rating: AA- (stable) as of May 14, 2025 (by Korea Ratings and NICE).
  • Early redemption upon investor request at ≥95% of fair value (≥90% within first 6 months) but may incur principal loss; full loss risk if issuer defaults.
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KOSPI Filing Information


  • Filing: Additional Documents for Shelf Registration (Derivative-Linked Securities - Equity-Linked Securities)
  • Company: Shinyoung Securities (001720)
  • Submission: Shinyoung Securities Co., Ltd.
  • Receipt: 05-08-2026