Registration of 7 Non-Principal-Guaranteed ELS Worth 35 Billion KRW (Max Annual Return 57.6%, Max Loss 100%)

Yuanta Securities Korea filed a supplementary shelf registration on April 28, 2026 for 7 equity-linked securities (Series 5741-5747) totaling KRW 35 billion, each tranche KRW 5 billion.
All products are non-principal-guaranteed and classified as highly complex financial investment instruments, with potential principal loss up to 100% due to underlying asset price movements.
Underlying assets include KOSPI200, S&P500, NIKKEI225, Samsung Electronics, SK Hynix, Tesla, Micron Technology, and Alphabet Inc.
Key terms: 5741 (3 indices, 10.20% p.a., knock-in 45%), 5742 (K200-Samsung, monthly coupon 1.185%, KI 40%), 5743 (K200-SK Hynix, monthly coupon 1.60%, KI 35%), 5744 (Micron-Alphabet, 16% p.a., KI 35%), 5745 (Tesla-Micron, 14.80% p.a., KI 15%), 5746 (Samsung single, early redemption 8.20% + 2x upside at maturity), 5747 (SK Hynix single, early redemption 11.40% + 2x upside).
Issuer credit rating is AA- (Korea Ratings, NICE) but products are not protected by the Depositor Protection Act, and early redemption may incur principal loss.
Under the shelf registration, total planned issuance is KRW 2.5 trillion, with KRW 64.524 billion actually issued so far, leaving KRW 185.476 billion for future issuance.

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Filing: Additional Documents for Shelf Registration (Derivative-Linked Securities - Equity-Linked Securities)
Company: Yuanta Securities Korea (003470)
Submission: Yuanta Securities Korea Co., Ltd.
Receipt: 04-28-2026