Issuance of 2 ELB Tranches Worth 20 Billion Won, Underlying KOSPI200 and Samsung Electronics, Low Risk Grade


  • Mirae Asset Securities publicly offered two equity-linked bonds (ELB): 3966th (maturity 547 days) and 3968th (maturity 274 days), each worth 10 billion won (total 20 billion won).
  • Underlying assets are KOSPI200 Index and Samsung Electronics common stock. If both assets' final prices exceed 200% of initial price, annual return of 3.58% (3966) or 3.33% (3968); otherwise, principal plus small return (same annual rates). It is a principal-protected structure (low risk grade).
  • These bonds are not protected by the Depositor Protection Act. Issuer credit rating is AA (by three agencies). They are unlisted, thus liquidity is limited.
  • Proceeds will be used for hedging in underlying assets and derivatives.
  • The shelf registration statement showed total actual issuance of about 9.43 trillion won (remaining 3.07 trillion won) during the period; this issuance is within that limit.
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KOSPI Filing Information


  • Filing: Shelf Registration Supplementary Document (Derivative-Linked Bonds - Equity-Linked Derivative-Linked Bonds)
  • Company: Mirae Asset Securities (006800)
  • Submission: Mirae Asset Securities Co., Ltd.
  • Receipt: 04-28-2026