Derivative-Linked Bond Issuance at 9.65B KRW, Significantly Lower Than Planned 39.8B


  • Hanwha Investment & Securities issued 'Hanwha Smart ELB No. 1056 Derivative-Linked Bond' linked to Samsung Electronics common stock for a total of KRW 9,654,480,000 (9,950 won per security, 4,000,000 securities). Actual funding is significantly lower than the originally planned KRW 39.8 billion.
  • Monthly coupon structure: pays pre-tax 0.49% per month (5.88% per annum) if underlying price is at least 70% of initial price on monthly evaluation dates.
  • Early redemption triggers: every 6 months starting from 6 months, if underlying price is at least 85% of initial price, bond is redeemed at 100% face value.
  • At maturity (May 2, 2029), if no early redemption, principal is paid at 100% face value regardless of underlying price (principal-protected).
  • Proceeds will be used for hedging purposes via underlying assets and derivatives.
  • No underwriter; directly placed by Hanwha Investment & Securities; fully allocated as subscription did not exceed offering amount.
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KOSPI Filing Information


  • Filing: Securities Issuance Performance Report
  • Company: Hanwha Investment & Securities (003530)
  • Submission: Hanwha Investment & Securities Co., Ltd.
  • Receipt: 04-28-2026