Hanwha Investment & Securities Issues KOSPI200-Linked ELB No. 972 (Principal Protected)


  • Hanwha Investment & Securities issues "Hanwha Smart ELB No. 972" (equity-linked bond) with total offering of KRW 9.95 billion, face value KRW 10,000, issue price KRW 9,950 (discounted).
  • Underlying: KOSPI200 index, maturity 2029.02.27, principal protected (minimum 100%, maximum 114.4% repayment).
  • Auto early redemption: if underlying closes at >=90% of initial on each evaluation date, pays 2.40% to 14.40% (annualized ~4.80%). Probability of early redemption at 1st date: 84.27%.
  • As of end-2025, Hanwha's ELB outstanding balance: KRW 851 billion (public 844 billion, private 7 billion).
  • As of 2025.09.30, credit equivalent amount (derivatives exposure): KRW 944.4 billion (including ELS, ELB, DLB).
  • Issuer credit rating AA- (NICE, 2025.12.05); unsecured, not covered by depositor protection.
  • Early redemption available, but at 95%+ of fair value (90%+ within first 6 months), potential loss.
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KOSPI Filing Information


  • Filing: Shelf Registration Supplementary Document (Derivative-Linked Bonds - Equity-Linked Derivative-Linked Bonds)
  • Company: Hanwha Investment & Securities (003530)
  • Submission: Hanwha Investment & Securities Co., Ltd.
  • Receipt: 02-04-2026