Yuanta Securities Issues USD 4.99M DLB Linked to 3-Month KTB Rate


  • Yuanta Securities issues 'Yuanta W DLB No. 994 (USD)' (total issuance: USD 4,992,500)
  • Underlying asset: 3-month Korean Treasury bond rate; maturity: August 24, 2026 (181 days)
  • Pre-tax annual return: 3.91% if rate >6%, 3.90% if ≤6%
  • No principal loss from underlying asset fluctuation; potential loss from FX (KRW↔USD) and early redemption
  • Unlisted, not deposit-protected; Issuer credit rating: AA- (Korea Ratings, NICE)
  • Early redemption at ≥90% of fair value, possible loss of principal
  • Issuance may be cancelled if total subscriptions < USD 1,000,000
  • Under the shelf registration, total planned issuance: KRW 1.6 trillion; actual issued: KRW 60.6 billion (remaining: KRW 1.54 trillion)
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KOSPI Filing Information


  • Filing: Additional Documents for Shelf Registration (Other Derivative-Linked Bonds)
  • Company: Yuanta Securities Korea (003470)
  • Submission: Yuanta Securities Korea Co., Ltd.
  • Receipt: 02-03-2026