Yuanta Securities Files Supplemental Shelf Registration for 6 ELS Products (Neutral)


  • Yuanta Securities filed a supplemental shelf registration for 6 ELS (non-principal protected) on 2026.02.03
  • Issuance period: 2025.11.29~2026.11.27; total planned amount KRW 2.5tn; actual issued balance KRW 311.7bn
  • Each series: total offering KRW 500mn, issue price per security KRW 10,000
  • Underlying assets: KOSPI200/Samsung Electronics, KOSPI200/LG Energy Solution, Tesla/NVIDIA, Tesla/AMD, Tesla/Micron Technology, Samsung Electronics/AMD
  • Risk grade 1 (very high risk), maximum loss 100% (highly complex financial product)
  • Issuer credit rating: AA- (Korea Ratings, NICE, as of June 2025)
  • ELS outstanding balance: approx. KRW 1.4557tn as of end-2025
  • No shareholder return disclosure (no share buyback/cancellation, dividends, etc.)
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KOSPI Filing Information


  • Filing: Additional Documents for Shelf Registration (Derivative-Linked Securities - Equity-Linked Securities)
  • Company: Yuanta Securities Korea (003470)
  • Submission: Yuanta Securities Korea Co., Ltd.
  • Receipt: 02-03-2026